GRC Solutions For the Financial Services Sector
A highly regulated industry like financial services demands a comprehensive regulatory compliance framework and an efficient risk management programme backed by strong governance.
Out-of-the-Box
Our best-practice solutions can be pre-configured to meet the specific needs of businesses in the financial services industry.
Single Source of Truth
Rapid time to Value
Out-of-the-Box
Our best-practice solutions can be pre-configured to meet the specific needs of businesses in the financial servoces industry.
Single Source of Truth
Rapid time to Value
Complianace Management
Cloud-based
Demonstrable proof
Trusted by 80,000 Users worldwide




Protect your organisation with a comprehensive GRC platform for financial services
Our integrated solutions are currently supporting financial services firms across banking, insurance, and asset management to keep track of the complex evolving regulatory change landscape. Our agile GRC software allows businesses to implement best-practice processes to manage regulatory compliance, information security, and risk, providing a single source of auditable truth for regulators.Â
Functionality to meet the needs of the
financial services sector
Risk Management
Create a culture where everyone is responsible for risk. Identify, track, and manage risk with confidence and link risk to your strategic objectives to achieve your goals.
- Establish a digital risk register and roll out risk assessments online.
- Set up a control framework to successfully manage risk.
- Monitor risk against KRI’s and your risk appetite.
- Use workflows to escalate risk and implement risk treatment actions.
- Dashboards & reports highlight key actions and provide a holistic view of risk.
Compliance
Easy manage your compliance obligations across regulatory requirements, legislation, policies, and procedures.
- Build a detailed obligations library based on applicable regulations.
- Track progress against obligations and corrective actions.
- Automated regulatory change management linked to your third-party content provider.
- Use dashboards & reports to analyse your compliance profile.
- Provides an audit trail to demonstrate proof of compliance to regulators.
Strategic Planning
Turn your strategy into reality. Plan and execute your strategy using a best-practice framework to break down key goals into a series of projects, tasks & actions – and allocate them out across the organisation.
- Map out your strategic plan from high level goals to smaller tasks and actions.
- Use simple tree view to visualise your plan and track progress.
- Log spend and set KPI’s and scorecards to ensure your strategy is on track.
- Map risk to your strategic plans.
- Demonstrate how operational initiatives are contributing to high-level organisational objectives.
Incedent Management
Report incidents, near misses, and emerging risks – conduct investigations, determine impact, and monitor cases until closed. Spot trends and introduce controls to reduce reoccurrence.
- Online incident forms feed directly into the platform.
- Third parties can log incidents via the vendor portal.
- Link incidents back to risks, processes, and staff to understand where incidents occur.
- Conduct investigations and perform route cause analysis.
Audits
Schedule and prepare your audits. Use workflows & actions to effectively implement findings for the recommendations identified.
- Schedule and plan upcoming audits.
- Capture findings and follow up on recommendations.
- Link audits back to related risks or compliance obligations.
- Replicate existing audit setup details.
Cyber & IT Risk Management
Build a centralised view of IT and data privacy risk across your organisation via API integrations with other systems & data sources. Successfully manage cyber incidents & audits and keep a log of IT related equipment and usage.
- Digital risk & control library.
- Online risk assessments.
- Cyber incident management.
- Asset management log.
10 GRC Capabilities
Financial Firms Can’t
Do Without!
This eBook explores how financial services organisations are evolving their GRC programmes to generate risk intelligence, improve their understanding of business operations, and create an agile business model.
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